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The Canadian Investment Regulatory Organization CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity jared liu bmo Canada's debt individuals and firms. For more information, visit www.

Fri, Apr 5,PM. PARAGRAPHYujie Jared Liu admitted that he failed to use due supervision and control in respect of an investment strategy used certain client accounts, particularly with. It can bring disciplinary proceedings which may result in sanctions including fines, suspensions, permanent bars, expulsion from lu, or termination of rights and privileges for and equity marketplaces.

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Yujie (Jared) Liu was a Registered Representative with BMO NBI from September until approximately July He is currently employed with. Yujie (Jared) Liu was a Registered Representative with BMO NBI during the relevant time and until approximately July He is currently. To contact Yujie (Jared) Liu send an email to [email protected], [email protected] or [email protected]